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FIN 534 - Chapter 1 Quiz Analysis: Key Concepts in Financial Markets and Corporate Structure

A quiz analyzing key financial market concepts and corporate financial structures.

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    FIN 534 - Chapter 1 Quiz Analysis: Key Concepts in Financial Markets and Corporate Structure Fin 534 chapter 1,Quiz 1  Question 1 You recently sold 100 shares of your new company, XYZ Corporation, to your brother at a family reunion. At the reunion your brother gave you a check for the stock and you gave your brother the stock certificates. Which of the following statements best describes this transaction? Correct Answer: This is an example of a direct transfer of capital.  Question 2 Which of the following statements is CORRECT? Correct Answer: The NYSE operates as an auction market, whereas the Nasdaq is a dealer market.  Question 3 Which of the following statements is CORRECT? Correct Answer: Capital market instruments include both long - term debt and common stocks.  Question 4 Which of the following statements is CORRECT? Correct Answer: It is usually easier to transfer ownership in a corporation than it is to transfer ownership in a sole proprietorship.  Question 5 Which of the following statements is CORRECT?

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